Rules of the Game
Ideally, performance management systems should contribute to aligning organisational goals with bureaucratic actions, so that everyone’s efforts are focused on doing the ‘right’ things, and outcomes match planned goals. However, recent research undertaken by the South African Cities Network (SACN) suggests that local government spatial planning outcomes may diverge from particular transformational ‘societal’ goals (SACN, 2020). The research, as well as the experiences of municipal practitioners in SACN’s Built Environment Integration Task Team (BEITT), revealed that a certain institutional behaviour, sometimes loosely referred to as ‘compliance culture’, has emerged through a number of rules. These rules, which are both written and unwritten, reward institutional compliance rather than transformative development (with the implicit assumption that compliance with the rules and transformative development are often not related).
The SACN’s initial research suggests that a complex set of rules, both codified and uncodified, drive the actions and decisions of built environment practitioners in cities – and thus the tangible outputs of those cities. Such rules are most clearly reflected in how the institution measures both itself and the people who work there. Therefore, the details of performance management systems in cities are central to what gets done (and what doesn’t get done). The SACN’s research also indicated the presence of both formal and informal performance management systems within cities, with the formal being based on codified rules, contained in legislation, policies, regulations and other ‘official’ systems; and the informal being based on uncodified rules and practices, such as bureaucratic tradition and political influence. A closer investigation of the nature and impact of these codified and uncodified rules, and their impact on prioritising outputs and bureaucratic actions, will provide key insights into the drivers of institutional outcomes.
The main aim is to obtain insights into the structure and operation of municipal performance management systems in South African cities, and the impact of these systems on what actually gets done, with particular reference to the built environment and spatial transformation. This research is specifically intended as an exploratory piece of work in an under-researched area, and aims to provide initial answers to the following questions:
- What are the main features of the performance management systems applicable in a sample of South African cities?
- Do these features vary among cities, or do they have similar characteristics? What appears to be the main reasons for this deviation or convergence?
- What is the impact of these performance management systems on institutional outcomes, and what are the pathways of influence on these outcomes?
- What are the implications of these findings for built environment practitioners?
- How are performance targets developed, and how do they relate to city plans and frameworks?